AI GOVERNANCE · FINANCE SECTOR
THE AI GOVERNANCE STANDARD
BUILT FOR FINANCE.
ClearMark™ Certified provides finance firms with an independently administered audit and certification mark — evidence of responsible, governed AI deployment.
THE REGULATORY CHALLENGE
FINANCE FIRMS ARE DEPLOYING AI WITHOUT A GOVERNANCE STANDARD.
The Regulatory Vacuum
The FCA has confirmed no AI-specific rules. Firms must demonstrate AI governance against obligations they cannot yet quantify.
The Accountability Gap
Under SM&CR, Senior Managers bear personal liability for AI failures. They need documented, independently verified evidence of governance.
The Small Firm Problem
Large firms can commission Big Four consultancies at £500k+. Small and mid-size brokers, MGAs, and coverholders cannot.
BUILT FOR THE FINANCE SECTOR
EVERY CORNER OF THE MARKET.
THE CERTIFICATION
THREE STACKS. ONE STANDARD.
STACK 1
ESSENTIALS
Foundation-level AI governance certification for firms beginning their compliance journey.
- Core governance framework assessment
- Basic risk documentation review
- Entry-level certification mark
- Annual renewal pathway
STACK 2
PROFESSIONAL
Comprehensive certification for established firms with mature AI deployment practices.
- Full governance framework audit
- Advanced risk & control assessment
- Professional certification mark
- Bi-annual deep-dive reviews
- Priority support access
STACK 3
ENTERPRISE
Executive-level certification for complex organisations with multiple AI systems.
- Enterprise-wide AI audit
- Board-level governance reporting
- Enterprise certification mark
- Continuous monitoring programme
- Dedicated relationship manager
- Custom remediation support
THE ADVANTAGE
INDEPENDENT. FINANCE-NATIVE. TRUSTED.
Sector Depth
30+ years of finance sector knowledge embedded in every question, scoring rubric, and remediation recommendation. Built by practitioners, not generalist technology firms.
First Mover Advantage
Every audit builds a proprietary benchmark dataset no competitor can replicate. The ClearMark dataset becomes the most comprehensive AI governance benchmark in Finance.
Certification Brand Equity
The ClearMark mark, once trusted by the market, becomes self-reinforcing. Firms want it because other firms have it. Standards compound.
Regulatory Alignment
As FCA expectations tighten, ClearMark's framework evolves ahead of them. Certified firms stay consistently ahead of the regulatory curve.
CERTIFY YOUR AI GOVERNANCE.
Join the first cohort of finance firms to achieve ClearMark Certified status.
Or email us at admin@clearmarkcertified.com